Use case — Client intake

Know the client before the engagement letter goes out.

Identity, ownership, sanctions and litigation checks on a prospective client — before the matter is opened.

Why it matters

What the file usually misses.

A client who cannot be verified is a client who may not be able to pay, may not own what they claim to own, or may be routing a transaction through your firm precisely because your firm's name closes doubts. Intake is the last cheap moment to find that out.

The ABA has set out how far a lawyer's duty to inquire runs when the facts around a prospective representation raise questions; a documented, dated intake file is what shows that inquiry was actually made.

Who runs this check
  • Firm general counsel and risk partners
  • New-business and conflicts teams
  • Litigation funders assessing a counterparty
  • Boutiques without a standing risk function
Coverage

What we search on this matter type.

  1. 01Registry verification of the client entity and its filed officers
  2. 02Beneficial ownership and control, including nominee and holding structures
  3. 03Sanctions, watchlist and politically exposed person screening
  4. 04Litigation, judgment, lien and insolvency history
  5. 05Regulatory and enforcement actions against the entity or its principals
  6. 06Adverse media, searched in both native script and transliterated name forms
Recommended level
Level A — Screening$750 per matter

Most intake decisions turn on a threshold question: is this who they say they are, and is there anything on the record that should stop the engagement? Level A answers that in under an hour, with a four-dimension risk rating. Escalate the matter to Level B when the screen returns litigation or ownership flags that need to be read rather than merely listed.

Matter No. CR-2026-3308 · Level A — ScreeningIllustrative · details redacted

Registry record confirms incorporation and filed officers; one director shares a name with a sanctioned individual in a different jurisdiction — examined and excluded as a namesake on date of birth and registry history.

Overall risk rating — Low · Delivered in 26 minutes
Limits of the method

CheckRisk is built for business-purpose diligence and is not a consumer reporting agency; reports may not be used for employment, credit, insurance or housing decisions under the FCRA. Reports are a research product, not legal advice, and do not substitute for a conflicts check run against your own firm's systems.

References
  1. 1ABA Formal Opinion 491 — Duty to Inquire Into and Assess the Facts and Circumstances